Financial Compliance Services

ProStanSer’s Financial Compliance Services provide expert-led support for banks, credit unions, fintech companies, and third-party vendors seeking to meet federal and industry-specific regulatory requirements. Powered by our strategic partnership with Compass IT Compliance, we deliver white-labeled, end-to-end solutions to navigate the complex and evolving financial compliance landscape.

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Our services are designed to help institutions meet GLBA, FFIEC, SOX, PCI DSS, and related mandates through comprehensive assessments, documentation support, control testing, and ongoing compliance maintenance. Whether you're preparing for an exam, responding to an audit, or strengthening internal risk controls, ProStanSer delivers the insight and execution you need to remain secure, transparent, and compliant.

Regulatory Framework Coverage

• Compliance support for GLBA, FFIEC, SOX, PCI DSS, and vendor oversight

• Custom assessments aligned with examiner expectations

• Gap analysis and remediation planning

Risk Assessments & Testing

• Administrative, technical, and physical control reviews

• Periodic and event-driven risk evaluations

• Testing of incident response, access control, and data protection practices

Audit Readiness & Documentation

• Creation and maintenance of compliance documentation and evidence

• Policy and procedure development

• Internal control design and mapping

Ongoing Compliance Monitoring

• Annual or quarterly reviews for evolving regulatory standards

• Change management oversight for new products or systems

• Continuous risk scoring and mitigation support

Stakeholder Reporting & Communication

• Board- and examiner-ready reporting packages

• Executive dashboards and audit tracking

• Regulator engagement support and response preparation

Project-Based Advisory Support

• M&A risk and controls evaluation

• New system compliance integration

• Third-party due diligence and oversight reviews

Audit Confidence

• Demonstrate a well-documented, risk-informed compliance posture across all relevant frameworks—ready for exams, audits, or due diligence reviews.

Reduced Regulatory Risk

• Proactive control assessments, monitoring, and remediation support lower the risk of non-compliance, fines, or reputational harm.

Banking & Fintech Expertise

• Receive guidance from consultants experienced in the specific regulatory needs of financial institutions, including regional banks, credit unions, and fintechs.

End-to-End Support

• From documentation to reporting to exam prep, our services ensure every layer of compliance is covered—without overloading your internal team.

Strategic Alignment

• Align financial compliance goals with enterprise risk management, digital transformation, and growth strategy—ensuring compliance becomes a performance driver.